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Thomson Reuters: Down the Hall with Practical Law

Treatises, case law, Google…. what do they have in common? When you need answers, none of these will get you started faster than walking down the hall to chat with an expert. Down the Hall with Practical Law will host a panel of law firm and in-house law department leaders as well as Practical Law's editorial team that will feature plain English "What do I really need to know?" discussions and insights on trending legal topics. No legalese; just expertise.
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Aug 16, 2018

Elderly investors or those with a mental or physical disability may be unable to make sound financial decisions on their own and are more vulnerable to exploitation. In this episode of Thomson Reuters: Down the Hall with Practical Law, host Haile Arrindell talks to Kelly Brennan about the new laws and regulations that empower financial institutions to act when they suspect financial exploitation of elderly or otherwise impaired investors. They discuss what this new legal framework looks like and what they require from financial professionals. They also share how financial professionals can recognize which investors have a diminished capacity to make important monetary decisions.

Kelly Brennan is an experienced JD offering 17 years of experience in investigations, regulation, regulatory relations, risk management, and compliance in the financial services industry.

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